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The Final Program for the 2010 Government, Regulatory & Compliance Conference is Now Available
Click HERE to view the Final Program


FINRA CEO Richard Ketchum and SEC Division Director to Keynote
IRI Government, Regulatory & Compliance Conference

IRI’s Government, Regulatory and Compliance Conference is the premier event for legal, regulatory, compliance and government affairs professionals -- and has been for more than a decade. This one-of-a-kind conference held April 28-30, 2010, at the Renaissance Mayflower Hotel in Washington, DC, will:

  • Feature FINRA’s CEO, Richard Ketchum and SEC Division Director, Carlo di Florio, the keynote speakers.
  • Focus on the latest trends and most pressing legal and regulatory issues in the field including updates on financial services regulatory reform legislation.
  • Maximize your influence and relationships with government regulatory and compliance professionals.
  • Share IRI’s proposal for a variable annuity summary prospectus and implementation of the mutual fund rule.
  • Showcase a NAIC leadership panel.
  • Review suitability regulation updates (including FINRA Rule 2821 and the new NAIC model).
  • Reflect on innovative product designs and accompanying regulatory challenges.
  • Analyze proven market conduct and FINRA examination strategies.
  • Engage in discussing on the Interstate Insurance Product Compact.
  • Add key contacts to your repertoire.
  • Give you the opportunity for continuing education credits.

Throughout this comprehensive two-day program, you will hear from industry experts as well as representatives of FINRA, the SEC, and state insurance commissions. Join us and walk away with an understanding of how you can gain a strategic advantage in today’s insured retirement industry.

Click here to review the FINAL program for the conference.
Register now and save $50 off your registration!  
Click here to make your hotel reservations at the Mayflower.

For additional information, please contact IRI at 202-469-3016 or conferences@irionline.org

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