This panel of senior SEC staff addresses current and future SEC regulatory initiatives affecting insurance products, mutual funds, investment advisers, and broker-dealers, including the insurance exclusion from the proposed definition of "swaps," the prospects for money market fund and Rule 12b-1 reform, the SEC staff study on fiduciary duty for broker-dealers and the outlook on the implementation of a unified fiduciary duty standard, and other initiatives under consideration.

The panel is moderated by Richard Choi, Partner at Jorden Burt LLP. Panelists include:

• William Kotapish, Assistant Director, Division of Investment Management at the SEC
• Susan Nash, Associate Director, Disclosure and Insurance Product Regulation, Division of Investment Management at the SEC
• Douglas Scheidt, Associate Director and Cheif Counsel, Division of Investment Management at the SEC.