Skip to content

WASHINGTON, D.C. – The Insured Retirement Institute (IRI) issued a statement from Jason Berkowitz, Chief Legal and Regulatory Affairs Officer, on the naming of William A. Birdthistle as Director of the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC).

“IRI congratulates William Birdthistle as the SEC’s Director of Investment Management, a critical position that supports the Commission’s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The insured retirement industry is committed to strong consumer protections for America’s workers and retirees who strive to achieve a secure and dignified retirement. We look forward to working with Mr. Birdthistle on several important regulatory issues, including Regulation Best Interest implementation and compliance, regulatory modernization, electronic solutions and disclosures, the development of a product-specific registration form for registered index-linked annuities (“RILAs”), and others.”

The Division of Investment Management has primary responsibility for administering the Investment Company Act of 1940 and Investment Advisers Act of 1940, including developing regulatory policies for investment companies and advisers.

# # #

Contact: Dan ZIelinski

 

Stay Informed

Latest News

June 3, 2022

IRI ANNOUNCES FOUR NEW MEMBERS OF BOARD OF DIRECTORS

The Insured Retirement Institute (IRI) today announced changes to its board of directors. The four new members of the IRI…

Read more
June 2, 2022

IRI SAYS PROPOSED SENATE RETIREMENT LEGISLATION IS “ANOTHER STEP FORWARD”

Association Praises Effort, Recommends Additional Provisions WASHINGTON, D.C. – A Senate committee’s draft retirement legislation is another step forward toward…

Read more
May 26, 2022

IRI URGES COMMITTEE TO PASS ELECTRONIC NOTARIZATION LEGISLATION

Measure Would Bring Document Notarization into 21st Century  WASHINGTON, D.C. – A House subcommittee today will consider legislation to give…

Read more
Scroll To Top